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October 6, 2022
During the third quarter of 2022, the SEC amended rules governing proxy voting advice, proposed amendments to shareholder proposal regulation, and adopted its long-awaited final pay versus performance disclosure rules...
October 5, 2022
During the third quarter of 2022, the SEC amended rules governing proxy voting advice, proposed amendments to shareholder proposal regulation, and adopted its long-awaited final pay...
August 8, 2022
Embracing new realities in the current stakeholder economy.
March 10, 2022
<h2><span style="font-size: small;">Council of Institutional Investors Spring 2022 Conference</span></h2>
<h2><span style="font-size: small;">I. Introduction</span></h2>
<p><span style="font-size: small;">Thank you so much for inviting me to speak today at the Council of Institutional Investors (&ldquo;CII&rdquo;) Spring Conference. This is my first in-person speaking engagement as...
December 20, 2021
On November 17, 2021, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the proxy rules to require (and implement) the use of a universal proxy card in proxy contests for most SEC-registered companies.
December 15, 2021
On November 17, 2021, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to the proxy rules to require (and implement) the use of a universal proxy card in proxy...
December 14, 2021
Recent changes in the Securities and Exchange Commission (SEC) proxy rules will give shareholders the ability to vote for directors like never before. The new rules will require...
December 10, 2021
In this issue, we cover regulatory developments impacting the investment management sector, including proposed legislation supported by the Investment Company Institute to address...
December 8, 2021
On Nov. 17, 2021, the U.S. Securities and Exchange Commission (SEC) announced the adoption of final rules, including a new Rule 14a-19 and amendments to existing rules under the...
November 24, 2021
On November 17, 2021, the Securities and Exchange Commission (SEC) adopted final rules requiring the use of a universal proxy card by all parties in contested elections for directors at...