The (New) Marketing Rule: Perspectives on RIA Compliance, One Year Later | Davis Wright Tremaine LLP
As we move further away from the one-year anniversary of the compliance date for the SEC's new Marketing Rule 206(4)(1) under the Investment Advisers Act of 1940 (the "Marketing Rule"),...
Fund Advisers Davis Wright Tremaine Investment Adviser Association Party Ratings Investment Advisers Marketing Rule
Source: jdsupra.com