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December 14, 2022
On November 15, 2022, the SEC's Office of the Whistleblower (OWB) released its annual report to Congress covering the period from October 1, 2021 to September 30, 2022.
December 14, 2022
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement
December 14, 2022
The SEC and CFTC whistleblower reward programs recently reported their FY 2022 results to Congress and both programs continue to provide great…
December 13, 2022
The SEC issued a $20 million whistleblower award to an individual who voluntarily provided information and assistance that contributed to the success of an enforcement action. The whistleblower met with Enforcement staff multiple times and remained cooperative.
December 12, 2022
On December 7, the Senate voted 100-0 to pass the bipartisan AML Whistleblower Improvement Act.
December 9, 2022
LOS ANGELES--(BUSINESS WIRE)--Glancy Prongay & Murray LLP (“GPM”), a leading national shareholder rights law firm, today announced that it has commenced an investigation on behalf of Iris Energy Limited (“Iris” or the “Company”) (NASDAQ: IREN) investors concerning the Company’s possible violations of the federal sec...
December 9, 2022
On December 7, the U.S. Senate unanimously voted by voice to pass the bipartisan Anti-Money Laundering (AML) Whistleblower Improvement Act.
December 9, 2022
The SEC’s Office of the Whistleblower released its annual report to Congress. The report highlights a record breaking year for the SEC’s whistleblower bounty program, explains factors that impact award amounts, and discusses recent amendments to the program’s rules.
December 9, 2022
On November 15, 2022, the SEC’s Office of the Whistleblower (OWB) released its annual report to Congress covering the period from October 1, 2021 to September 30, 2022. The report...
December 8, 2022
LOS ANGELES--(BUSINESS WIRE)--Glancy Prongay & Murray LLP (“GPM”), a leading national shareholder rights law firm, today announced that it has commenced an investigation on behalf of Daktronics, Inc. (“Daktronics” or the “Company”) (NASDAQ: DAKT) investors concerning the Company’s possible violations of the federal...