Potbelly Corporation announced the appointment of Adiya Dixon as Chief Legal Officer and Secretary. In this role, Dixon will serve as in house legal adviser to the company’s executive team and Board of Directors on legal business issues. She will also manage all legal matters across the organization including regulatory compliance, risk mitigation, business transactions, litigation, real estate and franchisee business as well as corporate securities.
Bob Wright, president and Chief Executive Officer of Potbelly, says, “I’m excited to welcome Adiya to her new role at Potbelly. She is a terrific attorney with the broad business experience that is a perfect fit for Potbelly’s needs as we exit this pandemic and return our focus to driving top-line growth.”
Under Director Blass s Leadership, the Division Undertook Numerous Initiatives Benefitting Main Street Investors
FOR IMMEDIATE RELEASE Washington D.C., Dec. 22, 2020
The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development companies, unit