Page 4 - தங்கம் கடற்கரை அடிப்படையிலானது News Today : Breaking News, Live Updates & Top Stories | Vimarsana

ASIC bans Gold Coast adviser and cancels company’s AFS licence By Neil Griffiths A former financial adviser has been hit with a five year ban. ASIC announced on Wednesday that it has banned Adam John Bevan, who was an authorised representative of Gold Coast-based financial services licensee Trade Wind Financial Services from July 2017 to May 2020 -  from providing financial services, controlling a financial services business, or performing any function in relation to carrying on a financial services business. The corporate regulator found that Mr Bevan, who was also the sole director of Trade Wind, “failed to act in the best interests of three Trade Wind FS clients when he failed to make reasonable enquiries about their existing superannuation funds and when he did not put in place measures to ensure their funds were transferred in accordance with his advice”.

Gold coastNeil griffithsAdam john bevanAustralian financial complaints authorityWind financial servicesGold coast basedTrade wind financial servicesTrade windAdministrative appeals tribunalExcellence awardsதங்கம் கடற்கரைநீல் கிரிஃபித்ஸ்ஆஸ்திரேலிய நிதி புகார்கள் அதிகாரம்தங்கம் கடற்கரை அடிப்படையிலானதுவர்த்தகம் காற்றுசிறப்பானது விருதுகள்