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This Order is made in relation to a complaint that Mr McCarthy breached the Fundamental Principle of Professional Competence and Due Care when in breach of Statement of Insolvency Practice 9 he allowed the sum of £11,385 to be drawn for mileage claims on 110 estates without obtaining proper creditor approval.
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This Order is made in relation to a complaint that Mr Jackson in his role as Nominee for an Individual Voluntary Arrangement (IVA), breached the Fundamental Principle of Competence and Due Care when he failed to comply with Paragraphs 10 and 13 of Statement of Insolvency Practice (SIP) 3.1 by failing to:
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This Order is made in relation to complaints that:
Between 29 January 2013 and 5 October 2016 Mr Sargeant, in his capacity as Liquidator of at least nine insolvent estates, breached the fundamental principle of Professional Competence and Due Care, by failing to implement and monitor adequate controls over the processing of employee claims in the insolvent estates.
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This Order is made in relation to complaints that:
Between 1 October 2014 and 19 November 2015 Mr Talby, in his capacity as liquidator of X Limited, breached the Fundamental Principle of Professional Competence and Due Care set out at paragraph 4 of the Insolvency Code of Ethics by failing to submit a D1 report on the conduct of the directors of X Limited as required by Statement of Insolvency Practice 4 in respect of a failure to produce Company books and records and a preference payment made by X Limited for £30,000 and/or failed to document the reasons why a D1 report was not deemed appropriate