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On March 29, 2021, the SEC s Division of Examinations issued
a Risk Alert emphasizing broker-dealers obligations to monitor
and report suspicious activity. The alert includes observations
from SEC examination staff on the adequacy of firms AML
compliance programs, particularly the detection and reporting of
red flags relating to abrupt increases in volume in low-priced or
thinly-traded stocks. While these are not new regulatory concerns,
they are the subject of renewed focus by staff following the recent
price and volume volatility in certain stocks driven by social
The Dublin students being backed on catcalling laws and fines after disturbing findings
The students are seeking a political discussion about whether there should be laws around the distressing subject
Transition Year students in Dublin are calling for people to be fined for catcalling women.
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