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James Langton
Regulatory staff are a couple of weeks away from making their recommendations for reforming self-regulation a policy decision that will help shape the future of the investment business in Canada.
Speaking at an industry conference hosted by the Federation of Mutual Fund Dealers on Tuesday, Grant Vingoe, chair and CEO of the Ontario Securities Commission, indicated that a recommendation from regulatory staff to the Canadian Securities Administrators (CSA) on SRO reform will likely come in the next couple of weeks.
“We’re coming to a pivotal point in the process where the direction is being finalized,” Vingoe said.
Forex trading in Canada | Tribune Online tribuneonlineng.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tribuneonlineng.com Daily Mail and Mail on Sunday newspapers.