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SEC Adopts Rules To Prohibit Fraud Related to Security-Based
SEC Adopts Rules To Prohibit Fraud Related to Security-Based
SEC Adopts Rules To Prohibit Fraud Related to Security-Based Swaps and Exertion of Undue Influence Over SBS Swap Dealer CCOs | Skadden, Arps, Slate, Meagher & Flom LLP
On June 7, 2023, the Securities and Exchange Commission (SEC) adopted two new rules to address misconduct in the security-based swaps market. The first rule prohibits fraud,...
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