FINRA Cautions Firms On Outsourcing - Technology
FINRA reminded firms of their obligation to maintain a sufficient supervisory system for activities outsourced to third-party vendors.
Source: mondaq.com
Stay updated with breaking news from Account Reports. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
FINRA reminded firms of their obligation to maintain a sufficient supervisory system for activities outsourced to third-party vendors.