ASIC bans Gold Coast adviser and cancels company's AFS licence
ASIC bans Gold Coast adviser and cancels company’s AFS licence By Neil Griffiths A former financial adviser has been hit with a five year ban. ASIC announced on Wednesday that it has banned Adam John Bevan, who was an authorised representative of Gold Coast-based financial services licensee Trade Wind Financial Services from July 2017 to May 2020 - from providing financial services, controlling a financial services business, or performing any function in relation to carrying on a financial services business. The corporate regulator found that Mr...
Source: investordaily.com.au