Live Breaking News & Updates on Alexander Quint

Stay updated with breaking news from Alexander quint. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

FINRA fines firm and chief executive $45,000 for associating with disqualified individual

FINRA fined Quint Capital Corporation $35,000 and its founder Alexander Quint $10,000 over their role in allowing a broker banned by the SEC and FINRA to work for the firm. ....

Alexander Quint , Exchange Commission , Exchange Act Section , Financial Industry Regulatory Authority , Quint Capital Corporation , Laws Article , Exchange Act , Washington Dc , Msrb Rules ,