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First SEC Enforcement Action Arising Out Of The New Marketing Rule Targets Fintech Investment Advisor Titan Global Management - Fin Tech - Vimarsana News

First SEC Enforcement Action Arising Out Of The New Marketing Rule Targets Fintech Investment Advisor Titan Global Management - Fin Tech

Published: August 30, 2023

Effective in 2022, the SEC adopted a new Marketing Rule for investment advisers to modernize the regulation of investment adviser advertising and solicitation practices.

Source: mondaq.com
Related Topics:
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