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While ASIC’s latest crackdown on reciprocal audits did not extend to the more recent independence requirements from APES 110, this is likely to be ASIC’s next big focus, an audit firm warns. Ea
The corporate regulator’s newly-formed Financial Services and Credit Panel (FSCP) should be seen as a “positive” for the advice sector, according to the FPA CEO. Despite some criticism about th
The corporate regulator chair has provided an update on its Regulatory Efficiency Unit. Launched late last year, ASIC announced the unit in an effort to minimise regulatory burden on financial servic
The Administrative Appeals Tribunal has upheld the banning of former Provident Capital MD Michael O'Sullivan from managing corporations.
ASIC has been slammed for “regulatory negligence” in regard to the Sterling Group collapse in report released by the Senate economics references committee.