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A Gold Coast liquidator has won a four year legal battle against the regulator with the Federal Court dismissing proceedings brought against him. The Federal Court late last week dismissed ASIC’s c
The regulator has released a summary of its enforcement outcomes last year. 53 individuals were removed or restricted from providing financial services or credit in the second half of last year, acco
The Administrative Appeals Tribunal has upheld ASIC’s decision to cancel the AFS licence of a financial services business that provided superannuation and advice services. In a public update, ASIC s
The regulator has confirmed that the information will be displayed from February. ASIC has announced that its Financial Advisers Register (FAR) will display whether an adviser can provide tax (financ
ASIC’s Financial Advisers Register will display whether a financial adviser can provide tax (financial) advice services from next month.