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Our Comments On The SEC's Proposed Safeguarding Rule - Securities

Published: May 26, 2023

On February 16, 2023, we circulated a client alert, "SEC Proposes Radical Transformation of Custody Rule Into New Safeguarding Rule,".

Source: mondaq.com

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Investment CompanyFutures Commission MerchantsRadical TransformationRule Into New SafeguardingCustody RuleInvestment Advisers ActAdvisers ActSafeguarding RuleAssets RequiredAssets Not RequiredWritten AgreementForeign FinancialInvestment Company ActMadison CapitalPooled Investment VehicleRecordkeeping RuleOur Comments On The Secs Proposed Safeguarding RuleAccounting And AuditCorporate Commercial LawCorporate And Company LawFin Tech

Our Comments on the SEC's Proposed Safeguarding Rule | Goodwin

Published: May 26, 2023

On February 16, 2023, we circulated a client alert, “SEC Proposes Radical Transformation of Custody Rule Into New Safeguarding Rule,” concerning the proposed significant transformation...

Source: jdsupra.com

Related Topics:

Investment CompanyFutures Commission MerchantsRadical TransformationCustody Rule Into New SafeguardingCustody RuleInvestment Advisers ActAdvisers ActSafeguarding RuleAssets RequiredAssets Not RequiredWritten AgreementForeign FinancialInvestment Company ActMadison CapitalPooled Investment VehicleRecordkeeping Rule