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How the SEC's Proposed New Safeguarding Rule May Impact Private Fund Advisers | Tannenbaum Helpern Syracuse & Hirschtritt LLP - Vimarsana News

How the SEC's Proposed New Safeguarding Rule May Impact Private Fund Advisers | Tannenbaum Helpern Syracuse & Hirschtritt LLP

On February 15, 2023, the U.S. Securities and Exchange Commission (“SEC”) issued a proposed rule (the “Proposal”) under the Investment Advisers Act of 1940 (the “Advisers Act”), which...

SEC Custody Rule Update: Takeaways From Recent Enforcement - Fund Management/ REITs - Vimarsana News

SEC Custody Rule Update: Takeaways From Recent Enforcement - Fund Management/ REITs

On Sept. 9, 2022, the U.S. Securities and Exchange Commission ("SEC") settled enforcement actions against nine private fund advisers for their failure to: (1) timely disseminate audited...

Source: mondaq.com