Stay updated with breaking news from Bluepoint Consulting. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
ASIC has responded to questions about whether its powers go far enough given that an investigation has uncovered several banned financial advisers continuing to promote themselves online.
A number of financial advisers slapped with an ASIC ban are still listed online for potential clients to discover and contact.
ASIC has permanently banned a Sydney-based adviser after he falsified his financial adviser exam result. In a statement on Thursday, ASIC said it has permanently banned Todd Karamian, of Sydney,
ASIC has permanently banned a Sydney-based adviser for changing the result of his financial adviser exam and sending the altered certificate to his licensee.
The chief executive of a North Sydney financial advice group is permanently banned by ASIC for faking his Financial Adviser Exam results.