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SEC Proposes to Require Registered Investment Advisers to Implement a Comprehensive Oversight Framework for Service Providers | Morrison & Foerster LLP

Published: November 9, 2022

On October 26, 2022, the U.S. Securities and Exchange Commission (SEC) proposed new Rule 206(4)-11 (the “Vendor Oversight Rule” or the “Rule”) to prohibit investment advisers registered...

Source: jdsupra.com

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