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SEC Rules 3a5-4 And 3a44-2 Requiring Registration Of Liquidity-Providing Persons As

Published: March 26, 2024

On February 6, 2024, the Securities and Exchange Commission ("SEC") adopted Rules 3a5-4 and 3a44-2 ("Final Rules") defining the phrase "as a part of a regular business" and identifying...

Source: mondaq.com

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