Trade bodies call for Chancellor to stop FCA 'name and shame' policy
PIMFA has joined 15 other trade associations calling on Jeremy Hunt to stop the FCA's proposals to 'name and shame' firms under investigation.
Source: investmentweek.co.uk
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FCA issues almost 600 alerts in initial months of tighter financial advert rules
The FCA issued just under 600 alerts to unauthorised firms and individuals over problematic advertisements as its heighted rules came into effect.
Source: investmentweek.co.uk
'Crucial' SDR extension to portfolio management will ensure 'uniform standard' for the sector
The FCA's plan to include portfolio management in the remit of the SDR has been described as a “crucial” step for inclusion and investor protection.
Source: investmentweek.co.uk
House of Lords challenges 'disproportionate' FCA investigations proposal
Members of the House of Lords have written to the FCA CEO Nikhil Rathi with concerns around the proposed investigations disclosure changes.
Source: investmentweek.co.uk
FCA lays out 2024/25 fees and levies proposals with £755m planned spend
The FCA has laid out its proposal to increase regulatory fees and levies for the new financial year and is now seeking feedback.
Source: investmentweek.co.uk