Page 45 - Chris Prentice News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Goldman Sachs fired several executives in its transaction banking unit after they violated the firm's communications policy, according to a memo seen by Reuters on Wednesday. Philip Berlinski, the bank's treasurer, will take over day-to-day management of transaction banking alongside Akila Raman and Luc Teboul. Berlinski is also leading Goldman's financial technology and consumer business on an interim basis.

NEW YORK (Reuters) - Investment platform YieldStreet and a subsidiary have agreed to pay more than $1.9 million to settle U.S. Securities and Exchange...

The U.S. Securities and Exchange Commission on Tuesday sued Virtu Financial, a broker-dealer that handles 25% of all market orders placed by retail investors in the U.S., for misleading customers...

By Chris Prentice NEW YORK (Reuters) - A top U.S. regulator on Monday proposed the creation of a federal registry to make it easier for investors and ...

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission on Monday ordered nine investment advisory firms to pay a combined $850,000 in civi...