Family Offices, Payments to Brokers Are in Democrats' Crosshairs
Ahead of a Thursday hearing that will feature SEC Chairman Gary Gensler, the House Financial Services Committee posted six draft bills on its website.
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Ahead of a Thursday hearing that will feature SEC Chairman Gary Gensler, the House Financial Services Committee posted six draft bills on its website.
Data security concerns force the DC industry to cooperate The recent Government Accountability Office report and even more recent Department of Labor guidance on cybersecurity hammer home the reality that protecting plan and especially participant data has become a fiduciary responsibility. May 5, 2021 3 MINS The defined-contribution industry is at a crossroads. Record keepers, advisers and money managers often compete in winner-takes-all battles, but to serve and protect clients, they must cooperate on cybersecurity and data access. Will that lead to sharing participant...
Ikänik Farms Receives Approval for Depository Trade Clearance News provided by Share this article Company" or " Ikänik Farms") is pleased to announce that it has received approval for its subordinate voting shares to be made eligible for electronic clearing and settlement through the Depository Trust Company (" DTC"). DTC is a subsidiary of the Depository Trust & Clearing Corp., a U.S. company that manages the electronic clearing and settlement of publicly traded companies. As of the date hereof, Ikänik's subordinate voting shares (CUSIP 45175C107) are now eligible to be electronically cl...
ScreenPro Security Ltd.: ScreenPro Security (Formerly Compel Capital Inc.) Announces Full Year 2020 Financial Results and Provides Update ($62,723) 41% See the Company's 2020 MD&A for a detailed reconciliation of EBITDA and Adjusted EBITDA to Operating Income / (Loss). Notes: *These audited year end and unaudited quarterly financial results are subject to customary financial statement procedures by the Company. Actual results could be affected by subsequent events or determinations. While the Company believes there is a reasonable basis for these preliminary financial results, the results inv...
FinTron Launches New Investing Company Headquartered in Westport, Connecticut The company aims to provide employment opportunities and financial education to youths in Connecticut News provided by Share this article Share this article WESTPORT, Conn., April 22, 2021 /PRNewswire/ -- FinTron Invest, one of the youngest investment firms to become a FINRA Member Broker-Dealer (all founders 25 and under), announced today the launch of their newly licensed investing company headquartered in Westport, Connecticut. FinTron will offer investing services through its new, fully connected, all-in-one ...