Finra spanks Schwab with $350,000 fine over disclosures on ETNs
Finra last week fined Charles Schwab $350,000 for failing to fully disclose information about exchange-traded notes to customers.
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Finra last week fined Charles Schwab $350,000 for failing to fully disclose information about exchange-traded notes to customers.
In Frankenmuth Mutual Insurance Co. v. Brown’s Clearing Inc., the Eleventh Circuit Court of Appeals affirmed an Alabama district court’s ruling that the insured was not required to give...
Contracts: "A Contract's Bad Grammar Does Not Necessarily Render It Ambiguous"...
Bid awarded for hospital demolition The former Veterans Memorial Hospital, pictured, will soon be torn down. Sarah Hawley | Sentinel POMEROY — The Meigs County Commissioners awarded the contract for demolition of the former Veterans Memorial Hospital during Thursday’s meeting, selecting Raze International of Shadyside, Ohio. In awarding the bid, the commissioners stated that the bid must be awarded to the “Best and lowest” bid which meets all the requirements for the project. Of the eight bids submitted last week, Raze International’s bid of $435,000 was the second lowest behind E...
The Clearing Announces Retirement of Founder and Board Chairman News provided by Share this article Share this article WASHINGTON, Jan. 12, 2021 /PRNewswire/ -- The Clearing announced today that Christopher J. McGoff retired from The Clearing's Board of Directors effective December 9, 2020. He is also retired as an employee of The Clearing, effective December 17, 2020. McGoff stepped down to pursue other interests. The founder of The Clearing, Chris McGoff has long been a pillar of the firm. He established the company's core IP in his first book, The Primes, How Any Group Can Solve Any Prob...