HKEX: Exchange Reprimands And Fines HSBC Securities Brokers (Asia) Limited $1 Million For BCAN Breaches
<p><span>The Stock Exchange of Hong Kong Limited (<span>the Exchange</span>)</span><span>, a</span><span class="spanHeading"> wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited, reprimanded and fined HSBC Securities Brokers (Asia) Limited (<span>HSBC Securities</span>)<span> </span>following disciplinary action taken against it over breaches of various Broker-to-Client Assigned Number (<span>BCAN</span>) requirements set out in the Rules of the Exchange.</span>...
Source: mondovisione.com