In major win for Massachusetts regulators, top court rules against Robinhood
In major win for state regulators, top court rules against Robinhood
Source: necn.com
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Robinhood Fails in Bid to Block Massachusetts Fiduciary Rule
Robinhood Markets Inc. failed in its attempt to block a Massachusetts fiduciary rule that thrust duties of care and loyalty on broker-dealers, the Supreme Judicial Court said Friday.
Source: bloomberglaw.com
Massachusetts Court Overturns Robinhood Win
The higher court ruling overturns one that found in the online broker's favor in early 2022.
Source: wealthmanagement.com
GALVIN OPENS INQUIRY INTO USE OF ARTIFICIAL INTELLIGENCE IN SECURITIES INDUSTRY
August 3, 2023 Concerned about the growing and potentially unchecked use of artificial intelligence in the securities industry, Secretary of the Commonwealth William F. Galvin has ...
Source: wsar.com