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COMPLY portfolio brands RIA in a Box and NRS annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule - Vimarsana News

COMPLY portfolio brands RIA in a Box and NRS annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule

Published: January 19, 2023

/PRNewswire/ -- RIA in a Box, the leading partner for comprehensive RIA compliance, in partnership with fellow COMPLY portfolio firm NRS, has announced the...

Source: prnewswire.com
Related Topics:
John GebauerExchange CommissionRegulatory Affairs Ann HauerlandRegulatory Officer JohnSuccessful Annual Compliance ReviewXbox DirectorCompliance ChadXbox HeadRegulatory Affairs AnnEducation MarilynRia Ina Box
COMPLY portfolio brands RIA in a Box and NRS annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule - Vimarsana News

COMPLY portfolio brands RIA in a Box and NRS annual compliance review guide and webinar to provide investment advisers with key strategies regarding SEC rule

Published: January 19, 2023

/PRNewswire/ -- RIA in a Box, the leading partner for comprehensive RIA compliance, in partnership with fellow COMPLY portfolio firm NRS, has announced the...

Source: prnewswire.com
Related Topics:
John GebauerExchange CommissionRegulatory Affairs Ann HauerlandRegulatory Officer JohnSuccessful Annual Compliance ReviewXbox DirectorCompliance ChadXbox HeadRegulatory Affairs AnnEducation Marilyn