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FINRA Gains Greater Jurisdiction and Members: Amendments to SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers to Join FINRA | Katten Muchin Rosenman LLP - Vimarsana News

FINRA Gains Greater Jurisdiction and Members: Amendments to SEC Rule 15b9-1 Will Require Most Proprietary Trading Broker-Dealers to Join FINRA | Katten Muchin Rosenman LLP

The Securities and Exchange Commission (SEC) recently adopted amendments to SEC Rule 15b9-1 that will require virtually every broker-dealer to become a Financial Industry Regulatory...

FINRA re-ups ex-OSC chair, adopts new rules | Investment Executive - Vimarsana News

FINRA re-ups ex-OSC chair, adopts new rules | Investment Executive

SRO renews Maureen Jensen's board term for three years

Fire Alarm Monitoring in Los Angeles: Central Station Monitoring and Reg 4 Supervisory Station Alarm Testing - Vimarsana News

Fire Alarm Monitoring in Los Angeles: Central Station Monitoring and Reg 4 Supervisory Station Alarm Testing

/PRNewswire/ -- When seeking Central Station Monitoring services for Fire Alarm or Fire Sprinkler System supervision it's important to find a contractor...

The Next "Century Of Progress": Remarks Before The International Swaps And Derivatives Association Annual Meeting, SEC Chair Gary Gensler, Washington D.C., May 10, 2023 - Vimarsana News

The Next "Century Of Progress": Remarks Before The International Swaps And Derivatives Association Annual Meeting, SEC Chair Gary Gensler, Washington D.C., May 10, 2023

<p><span>Good afternoon. I&rsquo;m pleased to be back for what I&rsquo;m told is the fifth time speaking before the International Swaps and Derivatives Association (ISDA). As is customary, I&rsquo;d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.</span></p>

Why MarketAxess Holdings Stock Fell 18.6% in April - Vimarsana News

Why MarketAxess Holdings Stock Fell 18.6% in April

The company posted record revenue, yet the stock price fell in April

Source: fool.com