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As we have written about previously (here, here, here, and here), bias in employment — especially against historically disadvantaged groups...
With the growing use of artificial intelligence (AI) in financial markets, broker-dealers and investment advisers need to pay attention to the risks posed by AI on firms’ compliance...
Do you need help keeping up with your business’s ever-changing compliance programs? Look no further than Tom Fox’s award-winning Data Driven Compliance podcast, which features an...
Welcome to the Sunday Book Review, the Authors Podcast! Don’t miss out on this episode of SBR-Author’s Podcast, where Tom sits down with Adam Balfour on his book Ethics & Compliance for...
The Ohio Department of Commerce’s Division of Financial Institutions and 43 other state financial agencies have reached settlements with ACI Payments, Inc., for erroneously initiating electronic transactions totaling $2.3 billion from the accounts of 480,000 mortgage-holders serviced by Mr. Cooper (formerly known as Nationstar Mortgage, LLC).