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SIX Exchange Regulation Concludes Investigation Into CI Com SA Date 18/02/2021 SIX Exchange Regulation AG (SER) has imposed a fine of CHF 22,000 for violations of the rules concerning ad hoc publicity and regular reporting obligations.   SER has sanctioned CI Com SA with a fine of CHF 22,000 within the framework of a sanction notice for violations of the rules concerning ad hoc publicity and regular reporting obligations. CI Com SA provided belated and incomplete information regarding the resignation and departure of Mr Patrick Engler as Chairman of the Board of Directors and CFO of C...

SIX Exchange Regulation AG Reaches An Agreement With Sika Ltd Date 30/12/2020 SIX Exchange Regulation AG (SER) has reached an agreement with Sika Ltd with regard to breaches of the provisions on regular reporting obligations. In the period from July 2018 to March 2019, Sika Ltd failed to comply with its regular reporting obligations on several occasions. As part of the agreement, the company has recognised the violations of the provisions on regular reporting obligations asserted by SER and has undertaken to implement and adhere to organisational measures.   Sika Ltd breached the prov...