AFSL cancellations hit double digits with Qld advice firm
ASIC has cancelled the AFSL of a Gold Coast advice firm, its 10th AFSL cancellation since the start of the year with the majority being advice firms.
Source: moneymanagement.com.au
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How can advice firms avoid an AFSL failure?
With 4.2 financial advice firms expected to fail per year, what type of problems can occur that could cause a licensee or micro-AFSL to go under?
Source: moneymanagement.com.au
Which licensee has seen the highest adviser losses FYTD?
Wealth Data has revealed which financial advice licensee has lost the greatest number of advisers this financial year-to-date, with the firm declining by 59 advisers over the period.
Source: moneymanagement.com.au
ASIC cancels Crown Wealth's AFS licence
This amid voluntary administration
Source: brokernews.com.au
ASIC cancels Sydney advice firm's AFSL
ASIC has cancelled the Australian financial services licence of a Sydney advice firm with the business having lost more than 30 advisers since the start of 2024.
Source: moneymanagement.com.au