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Broker-Dealer Settles FINRA Charges For Mishandling Customer Limit Orders - Finance and Banking

A broker-dealer settled FINRA charges for failing to immediately display customer limit orders and for related supervisory violations.

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BBC News-20210926-00:15:00

industry says it needs 100,000. people have been told not to panic buy, there is no shortage of fuel itself but again today motorists were queueing at petrol stations. in some areas, there has been traffic chaos as a result. petrol is on zero, i am not going to make it, people have half a tank and they are going in there to fill up. it is ridiculous. i am on red and i need to get petrol as soon as possible. . eg group which operates 400 sites has set a £30 per customer limit. the initial problems experienced by bp were due to not having enough lorry drivers, a wider pre—existing issue that has worsened during the pandemic and following brexit. for months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers but it is now expected to announce a scheme tomorrow with 5000 visas available, they will also be a raft

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BBC News-20210925-13:02:00

but again this morning, there were queues at petrol stations. absolute mayhem, nobody can get past, nobody can get in. eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. it is thought the uk has a shortfall of tens of thousands. there's a range of factors. brexit is definitely one of them. the pandemic, as you mentioned, played its part. the change to the payroll, of payroll working regulations, ir35, that played a significant part. but the general problem has been around and known about for ten to 15 years or more, and the ageing driver workforce retiring, we are not replacing them with the younger workers. wages are rising as firms try to attract staff, but freight and retail groups say more action is needed to plug the gap while a bigger uk workforce is grown. for months, the government has resisted calls to introduce a temporary visa scheme forforeign drivers, but it is now expected

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BBC News-20210925-14:08:00

estimates that the uk is short of about 100,000 hgv drivers in total — with existing shortages made worse by a number of factors, including the pandemic and brexit. here's our business correspondent, katy austin. people have been told not to panic buy, there is no shortage of fuel itself. but again this morning, there were queues at petrol stations. absolute mayhem, nobody can get past, nobody can get in. eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. it is thought the uk has a shortfall of tens of thousands. brexit is definitely one of them. the pandemic, as you mentioned, played its part. the change to the payroll, of payroll working regulations, ir35, that played a significant part. but the general problem has been around and known about for ten to 15 years or more, and the ageing driver workforce retiring, we are not replacing them with the younger workers. wages are rising as firms try to attract staff, but freight and retail groups say more action is needed to plug the gap while a bigger uk workforce is grown. for months, the government has resisted calls to introduce a temporary visa scheme for foreign drivers, but it is now expected to announce one tomorrow, with 5000 visas available. there will also be a raft of longer—term measures. while it is really good news from the government,

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BBC News-20210925-21:17:00

itself but again today, motorists were queueing at petrol stations. in some areas there has been traffic chaos as a result. petrol is on zero, i'm not going to make it. people have half a tank and they are going in there to fill up. three hours, it's ridiculous. you pass these two petrol stations, you go up the road, it's the same again. i'm on red and i need to get petrol asap. l eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to not having enough lorry drivers — a wider pre—existing issue that has worsened during the pandemic and following brexit. for months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers, but it is now expected to announce a scheme tomorrow with 5,000 visas available. haulage firms welcome anything that might ease the pressure but say there is no silver bullet.

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BBC News-20210925-22:08:00

traffic chaos as a result. petrol is on zero, i am not going to make it, people have half a tank and they are going in there to fill out. it is ridiculous. i am on a red and i need to get petrol as soon as possible. eg group which operates 400 sites has set a £30 per customer limit. the initial problems experienced by bp were due to not having enough lorry drivers, a wider pre—existing issue that has worsened during the pandemic and following brexit. four months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers but it is now expected to announce a scheme tomorrow with 5000 visas available, they will also be a raft of longer—term measures. haulage firms welcome anything that might ease the pressure but say there is no silver bullet. i do think this will be helpful and i hope it will be helpful. 5000 doesn't seem a lot

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BBC News-20210925-17:02:00

eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to not having enough lorry drivers — a wider pre—existing issue that's worsened during the pandemic, and following brexit. for months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers, but it is now expected to announce a scheme tomorrow, with 5,000 visas available. there'll also be a raft of longer—term measures. haulage firms welcome anything that might ease the pressure, but say there's no silver bullet. i do think this will be helpful and i hope it will be helpful. 5,000 doesn't seem a lot when you're talking of deficits of 90,000 drivers short, but hopefully that will be reflected on forecourts and in shelves and help relieve the burden a bit. with this visa, do you think there are thousands of foreign

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BBC News-20210925-23:13:00

dry. thousands of drivers have been saying that it needs 100,000. people have been told not to panic buy, there is no shortage of fuel itself but again today motorists were queueing at petrol stations. in some areas, there has been traffic chaos as a result. petrol is on zero, i am not going to make it, people have half a tank and they are going in there to fill out. it is ridiculous. i am on red and i need to get petrol as soon as possible. . eg group which operates 400 sites has set a £30 per customer limit. the initial problems experienced by bp were due to not having enough lorry drivers, a wider pre—existing issue that has worsened during the pandemic and following brexit. four months, the government resisted calls from freight for months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers but it is now expected to announce a scheme tomorrow

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BBC News-20210925-15:02:00

eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. it is thought the uk has a shortfall of tens of thousands. there's a range of factors. brexit is definitely one of them. the pandemic, as you mentioned, played its part. the change to the payroll, of payroll working regulations, ir35, that played a significant part. but the general problem has been around and known about for ten to 15 years or more, and the ageing driver workforce retiring, we are not replacing them with the younger workers. wages are rising as firms try to attract staff, but freight and retail groups say more action is needed to plug the gap while a bigger uk workforce is grown. for months, the government has resisted calls to introduce a temporary visa scheme for foreign drivers, but it is now expected to announce one tomorrow, with 5000 visas available. there will also be a raft of longer—term measures.

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BBC News-20210925-16:12:00

is ridiculous. we go down the road and it is the same again. i am is ridiculous. we go down the road and it is the same again.— and it is the same again. i am on red and need _ and it is the same again. i am on red and need petrol— and it is the same again. i am on red and need petrol asap. - eg group, which operates 400 sites, has set a £30 per customer limit. the initial problems experienced by bp were due to a shortage of lorry drivers. i wider pre—existing issue that has worsened during the pandemic and following brexit. four months, the government resisted calls from freight and retail groups to introduce temporary visas for foreign drivers, but it is now expected to announce a scheme tomorrow with 5000 visas available. there will also be a raft of longer—term measures. haulage firms welcome anything that might ease the pressure but say there is no silver bullet to. i pressure but say there is no silver bullet to. ., ~' pressure but say there is no silver bullet to. ., ~ , , bullet to. i do think this will be helful bullet to. i do think this will be helpful and _ bullet to. i do think this will be helpful and l— bullet to. i do think this will be helpful and i hope _ bullet to. i do think this will be helpful and i hope it _ bullet to. i do think this will be helpful and i hope it will - bullet to. i do think this will be helpful and i hope it will be - helpful and i hope it will be helpful. 5000 doesn't seem a lot when you are talking of deficits of 90,000 drivers a short but hopefully that will be reflected on forecourts and on the shelves and help relieve the burden a bit. isluiith

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