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FINRA Amends Rule Protecting Seniors from Financial Exploitation

Published: February 16, 2022

FINRA adopted amendments to its rule on the financial exploitation of specified adults. The amendments relate to placing holds on securities transactions and extending temporary holds on a disbursements or transactions.

Source: natlawreview.com

Related Topics:

Rapid Response ProgramStaff Grants Limited Purpose Swap Dealer ReliefMarket Participants DivisionRule Protecting SeniorsCyber Enabled FinancialDealer ReliefCertain DisclosureParticipants DivisionData PrivacyFinancial ExploitationDisclosure Requirements