Compassion not condemnation for exam candidates: AFA
Compassion should be given to those advisers who have not yet passed the financial adviser exam, according to the AFA’s Phil Anderson, rather than condemnation.
Source: moneymanagement.com.au
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5th Circuit: CAFA Appeals Can't Address Other Jurisdiction Issues
The Fifth Circuit has held, contrary to some other circuits such as the Seventh Circuit, that on such an appeal it can only consider whether federal jurisdiction exists under the Class Action Fairness Act CAFA, not any other basis for the district court’s order.
Source: natlawreview.com
AFA predicts adviser numbers to reach 14,000
The number of financial advisers could fall to 14,000 in the next couple of years, according to AFA President Sam Perera, but the Quality of Advice review could mean improvements for those who remain.
Source: moneymanagement.com.au
How to best work with female clients | Money Management
Being flexible and understanding female staff within an advisory firm can translate into a better relationship with female clients.
Source: moneymanagement.com.au
AFA.net - ECFA
View the AFA profile at ECFA to learn more about our financial stewardship and accountability.
Source: afa.net