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SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements | Perkins Coie - Vimarsana News

SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements | Perkins Coie

Published: September 6, 2023

The U.S. Securities and Exchange Commission (SEC) proposed to amend Exchange Act Rule 15c3-3 (the Customer Protection Rule)[1] on July 12, 2023. If adopted, the proposed amendments...

Source: jdsupra.com
Related Topics:
Hesterm PeirceExchange CommissionExchange Act RuleExchange Act Release NoCustomer Protection RuleAccount RequirementsSecurity Based SwapsDaily ComputationBroker Dealer Reserve RequirementsBroker Dealer Customer Protection RuleExchange Act ReleaseProposing ReleaseProposed AmendmentsCommissioner HesterSegregation RequirementsSecurity Based Swap DealersMajor Security Based Swap Participants
SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements - Securities - Vimarsana News

SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements - Securities

Published: September 6, 2023

The U.S. Securities and Exchange Commission (SEC) proposed to amend Exchange Act Rule 15c3-3 (the Customer Protection Rule)[1] on July 12, 2023. If adopted, the proposed amendments...

Source: mondaq.com
Related Topics:
Hesterm PeirceExchange CommissionExchange Act RuleExchange Act Release NoCustomer Protection RuleAccount RequirementsSecurity Based SwapsDaily ComputationBroker Dealer Reserve RequirementsBroker Dealer CustomerProtection RuleExchange Act ReleaseProposing ReleaseProposed AmendmentsCommissioner HesterSecurity Based Swap DealersMajor Security Based Swap ParticipantsSec Proposes To Amend Broker Dealer Customer Protection Rule Reserve Account Calculation RequirementsCorporate Commercial Law