Sydney adviser permanently banned | Money Management
On 18 December, 2018, McSweeney was charged with 20 dishonesty offences and one offence on falsifying books as a company director. An investigation by ASIC led to an allegation that McSweeny directed an employee to construct a back-dated statement of advice (SoA) in response to an investigation being conducted following a complaint. In Making this decision, Judge Flannery found that there was enough evidence to support the charges of dishonesty and falsifying books, in the absence of evidence from the defendant. His banning was recorded on ASIC’s Banned and Disqualified Persons register, an...
Source: moneymanagement.com.au