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A former Sydney financial adviser has been sentenced to six years’ imprisonment for misusing clients’ SMSF funds.

Date Time Former Sydney financial adviser sentenced to six years imprisonment Mr Ross Andrew Hopkins of Killara, NSW, has been sentenced in the District Court of New South Wales to a maximum period of six years’ imprisonment, with a non-parole period of four years. Following an ASIC investigation, Mr Hopkins, a former financial adviser, was convicted of 15 dishonesty offences under the Corporations Act, committed when he was the sole director of QWL Pty Ltd (QWL). Between 14 October 2016 and 8 October 2019, Mr Hopkins was a financial adviser entrusted by his clients to manage their self-man...

New South Wales financial planner, Ross Hopkins, has been sentenced to a maximum period of six years’ imprisonment for 15 dishonesty offences.

ASIC concedes levy estimates were ‘badly wrong’ ASIC concedes levy estimates were ‘badly wrong’ The corporate regulator has taken responsibility for grossly underestimating the levy costs due to the advice sector in the 2020 year, but said the current system makes it “difficult” to reassure the industry that next year’s estimates will be any more accurate. A A Addressing the Stockbrokers and Financial Advisers Association 2021 Conference, ASIC commissioner Danielle Press acknowledged industry frustrations around the 60 per cent discrepancy between the regulator’s estimates of ...

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