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Robert W. Cook, President And Chief Executive Officer, FINRA, Statement Before the Subcommittee On Capital Markets Of The U.S. House Of Representatives' Financial Services Committee

Robert W. Cook, President And Chief Executive Officer, FINRA, Statement Before the Subcommittee On Capital Markets Of The U.S. House Of Representatives' Financial Services Committee
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SEC Examiners Will Include Reg BI Questions In Standard Firm Exams

Reg BI questions will likely be "integrated" into the SEC Division of Examination's regular programs, according to an associate director with the division. ....

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