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Desjardins pays $1-million penalty over mutual fund sales


Desjardins pays $1-million penalty over mutual fund sales
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Desjardins Financial Services Firm Inc. has agreed to pay a $1-million penalty
after industry regulators found it was offering its financial advisers higher compensation to sell its own proprietary mutual funds.
On Wednesday, the Financial Markets Administrative Tribunal approved an agreement between Quebec’s securities watchdog Autorité des marchés financiers (AMF) and Desjardins Financial Services after an investigation revealed that the company’s compensation structure breached regulatory rules. ....

Royal Mutual Funds Inc , Ontario Securities Commission , Desjardins Financial Services Firm Inc , Desjardins Financial Services , Royal Bank , Desjardins Financial Services Firm , Financial Markets Administrative Tribunal , Royal Mutual Funds , Royal Mutual , Financial Advisers , Mutual Funds , Financial Services , Securities Watchdog , அரச பரஸ்பர நிதி இன்க் , ஆஂடேரியொ பத்திரங்கள் தரகு , சேஜார்டின்ஸ் நிதி சேவைகள் நிறுவனம் இன்க் , சேஜார்டின்ஸ் நிதி சேவைகள் , அரச வங்கி , சேஜார்டின்ஸ் நிதி சேவைகள் நிறுவனம் , அரச பரஸ்பர நிதி , அரச பரஸ்பர , பரஸ்பர நிதி , நிதி சேவைகள் , பத்திரங்கள் கண்காணிப்பு ,