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ASIC's Ban on Melbourne Adviser Reduced by AAT

ASIC's Ban on Melbourne Adviser Reduced by AAT
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Ashok Sherwal , Wealth Risk Management Pty Ltd , Dover Financial Advisers Pty Ltd , Administrative Appeals Tribunal , Risk Management Pty Ltd ,

Dover Financial Advisers to pay $1.2 million penalty and its sole director to pay $240,000 penalty for false or misleading conduct

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Dover Financial Advisers to pay $1.2 million penalty and its sole director to pay $240,000 penalty for false or misleading conduct
The Federal Court has ordered that Dover Financial Advisers Pty Ltd (Dover) pay a $1.2 million penalty for engaging in false or misleading conduct, and that Terrence (Terry) McMaster, Dover’s sole director, pay a $240,000 penalty for being knowingly concerned in Dover’s conduct.
These penalties follow the Federal Court’s 22 November 2019 judgment, which found that Dover engaged in false, misleading or deceptive conduct when it provided a Client Protection Policy to 19,402 clients between around 25 September 2015 and 30 March 2018, and that Mr McMaster was knowingly concerned in Dover’s contraventions (19-321MR). ....

Terrence Terry Mcmaster , Justice Michael Obryan , Justice Obryan , Dover Financial Advisers Pty Ltd , Dover Australian Financial Services , Federal Court , Client Protection Policy , His Honour Justice Michaelo Bryan , Justiceo Bryan , Danielle Press , Protection Policy , Australian Financial Services , Enforceable Undertaking , Australian Securities And Investments Commission , Financial Services , டெரன்ஸ் டெர்ரி மக்மாஸ்டர் , நீதி மைக்கேல் ஓப்ரியான் , நீதி ஓப்ரியான் , டோவர் ஆஸ்திரேலிய நிதி சேவைகள் , கூட்டாட்சியின் நீதிமன்றம் , வாடிக்கையாளர் ப்ரொடெக்ஶந் பாலிஸீ , டேனியல் ப்ரெஸ் , ப்ரொடெக்ஶந் பாலிஸீ , ஆஸ்திரேலிய நிதி சேவைகள் , ஆஸ்திரேலிய பத்திரங்கள் மற்றும் முதலீடுகள் தரகு , நிதி சேவைகள் ,