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What Fund Managers Should Know About 2022 SEC Enforcement

Published: November 16, 2022

SEC Division of Enforcement announced Enforcement Results for Fiscal Year 2022 with a few key takeaways for fund managers: Commission brought 760 enforcement actions in FY 2022, set record on disgorgement and penalties, took ongoing action against private fund advisers.

Source: natlawreview.com

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Enforcement DivisionDivision Of EnforcementEnforcement ResultsFiscal YearEnforcement ActionsPenalties OrderedChairman ClaytonChairman GenslerEcurities And Exchange Commission Fy 2022Ec Fy 2022Ec Private Fund Adviser EnforcementEc Enforcement ActionsEcurities Gatekeepers