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Fiduciary rule and independent contractor guidelines before DOL

Published: March 31, 2022

A new potential fiduciary rule and a court decision involving independent contractors have the industry and consumer advocates watching carefully.

Source: financial-planning.com

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United StatesMorgan StanleyMarcia CroneMayura HooperCatherine RuckelshausEd ForstJoseph BidenAlex DavidChristine LazaroDavid BellaireSeema NandaDale BrownAli KhawarMicah HauptmanMarty WalshPhyllis BorziJodi PerryWhile The Biden AdministrationPublic Investors Advocate Bar AssociationBiden Administration Labor DepartmentLabor DepartmentDepartment Of LaborTrump Administration Labor DepartmentDepartment Employee Benefits Security AdministrationFinancial Markets Association

Wealth managers seek clarity from the SEC on Reg BI

Published: February 4, 2022

Some of the largest firms and their most stringent critics are wondering what Gary Gensler’s team will do in 2022 with Reg BI.

Source: financial-planning.com

Related Topics:

United StatesFort WashingtonDale BrownKnut RostadRaymond JamesEd ForstJodi PerryBarbara RoperAlex DavidGary GenslerAndrea SeidtReg Bi Implementation CommitteeFinancial Services InstituteCetera Financial Group Advisor NetworksRaymond James Independent Contractor DivisionInstitute For The Fiduciary StandardConsumer Federation Of AmericaRaymond James Financial ServicesVoice ConferenceLincoln InvestmentStifel Independent AdvisorsChair Gary GenslerStifel IndependentPresident BidenConsumer Federation