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Effective Monday, January 31, 2022, the filing fee table exhibit requirements changed for many Securities Act and Exchange Act filings. For capital markets practitioners, it is...
As required by the Regulatory Flexibility Act, the SEC published the Chair's agenda of rulemaking actions identifying rules the agency "expects to consider in the next 12 months that are likely to have a significant economic impact on a substantial number of small entities."
The CFTC Division of Data issued a no-action letter to provide additional time to comply with amendments to swap data reporting rules. The letter came in response to a request from ISDA indicating that operational issues were affecting market participants' ability.
Through Field Assistance Bulletin 2021-03 (FASB 2021-03), the Department of Labor (DOL) announced a temporary enforcement policy for the new fee disclosure requirements that apply to...
This edition of the Update covers: KEY LEGAL AND REGULATORY DEVELOPMENTS Regulatory Priorities ASIC and APRA Release Their Corporate Plans for...