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SFC revokes Axial Capital Management Limited's licence and suspends its responsible officer for five years

Published: September 11, 2023

The Securities and Futures Commission (SFC) has revoked the licence of Axial Capital Management Limited (Axial) for repeated failures to comply with the Securities and Futures (Financial Resources) Rules (FRR), the Securities and Futures Ordinance (SFO) and the Code of Conduct.

Source: opalesque.com

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