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/PRNewswire/ -- TradePMR, a technology and custodial services provider for Registered Investment Advisors, announced today that it has added Bill Coppel as...
An unusual recommendation by the wirehouse’s First Clearing unit drove the big succession deal for XML Financial Group.
Breakthrough Digital Health Company, Electronic Caregiver, contracts with Pinnacle Investments to Accelerate Growth of Telehealth Business News provided by Share this article LAS CRUCES, N.M., April 23, 2021 /PRNewswire/ -- Electronic Caregiver®, Inc. (ECG), an international digital health technology and services company, has contracted with Pinnacle Investments, LLC (Pinnacle), an investment advisor/broker-dealer, to act as a placement agent to obtain expansion capital for their telehealth business. "Pinnacle is excited about our relationship with ECG and their vision for the extensive g...
PE firm Merchant buys stake in Axiom Financial Strategies The deal shows that private equity investors are starting to move down-market to invest in smaller registered investment advisers. March 5, 2021 Private equity investor Merchant Investment Management has taken a minority ownership stake in Axiom Financial Strategies Group, a $450 million advisory firm based in New Albany, Indiana. The deal, described as supporting Axiom’s continued “efforts to improve the client experience and financial planning process to meet the changing needs of the businesses and families they serve,” repres...
Multi-channel models have become one of the hottest options for advisors considering change in recent years—fueling growth in the channel with some of the biggest names in the business jumping on board. This “choose your path” concept has been around for a while, designed largely to accommodate a firm’s existing advisor force, offering a path to those interested in independence while retaining these advisors as part of their firm’s ecosystem. And it’s an appealing concept for sure. It offers both traditional W-2 employee and independent platforms under one roof—essentially desig...