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Informa and WealthManagement.com’s partnership with The Retirement Advisor University aims to educate and empower retirement plan advisors, plan participants.
From accelerating provider consolidation to the persistent retirement plan coverage gap, there are no shortage of issues for the retirement plan industry to tackle in 2022.
RIAs Run Risk of Falling Short on DOL Rule Compliance Some legal experts say RIAs are not doing enough to comply with the new rule, especially when it comes to rollover advice. The Department of Labor’s new fiduciary exemption rule went into effect as scheduled in February, to the surprise of some who thought the Biden administration would stop the Trump-era rule from taking effect. And while much of the focus has been on how the brokerage industry will comply with the rule, some legal experts say registered investment advisors are not doing enough to comply, especially when it comes...