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SEC adopts significant changes to shareholder reports for N-1A filers and amendments to investment company advertising rules | Eversheds Sutherland (US) LLP - Vimarsana News

SEC adopts significant changes to shareholder reports for N-1A filers and amendments to investment company advertising rules | Eversheds Sutherland (US) LLP

On October 26, 2022, the Securities and Exchange Commission (SEC) adopted final rule and form amendments (Final Rule) that significantly alter the form and content of annual and...

SEC Adopts Modernized Disclosure Framework for Shareholder Reports | Sullivan & Worcester - Vimarsana News

SEC Adopts Modernized Disclosure Framework for Shareholder Reports | Sullivan & Worcester

On October 26, 2022, the Securities and Exchange Commission (“SEC”) adopted rule and form amendments that modernize the disclosure framework for mutual funds and exchange-traded funds...

SEC Adopts New Shareholder and Investor Communication Requirements - Vimarsana News

SEC Adopts New Shareholder and Investor Communication Requirements

SEC voted to adopt a new shareholder and investor communications approach including shareholder reports and revised advertisement fee disclosures by registered open end funds and exchange traded funds. The SEC did not adopt amendments to registration statement disclosures.

Tailored Shareholder Reports and Revised Advertisement Fee Disclosure for Registered Investment Companies | K&L Gates LLP - Vimarsana News

Tailored Shareholder Reports and Revised Advertisement Fee Disclosure for Registered Investment Companies | K&L Gates LLP

The U.S. Securities and Exchange Commission (SEC) voted unanimously on Wednesday 26 October 2022 at an open meeting to adopt a new approach to shareholder and investor communications by...