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SEC Adopts New Shareholder and Investor Communication Requirements - Vimarsana News

SEC Adopts New Shareholder and Investor Communication Requirements

Published: October 28, 2022

SEC voted to adopt a new shareholder and investor communications approach including shareholder reports and revised advertisement fee disclosures by registered open end funds and exchange traded funds. The SEC did not adopt amendments to registration statement disclosures.

Source: natlawreview.com

Related Topics:

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Tailored Shareholder Reports and Revised Advertisement Fee Disclosure for Registered Investment Companies | K&L Gates LLP

Published: October 27, 2022

The U.S. Securities and Exchange Commission (SEC) voted unanimously on Wednesday 26 October 2022 at an open meeting to adopt a new approach to shareholder and investor communications by...

Source: jdsupra.com

Related Topics:

Investment Company Act Rule Exchange Commission Fund Statistics Kl Gates Company Act Rule Visually Engaging Shareholder Reports Based Securities Market Shareholder Reports Individual Funds Separate Share Classes Rule Transition Period