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ISLAMABAD: In its bid to facilitate the digital onboarding of investors in different asset classes in the regulated sectors and evade repeated KYC processing, the Securities and Exchange Commission...
The platform will offer a uniform digital onboarding process and standardised KYC requirements, along with one-time KYC information processing
SECP Allows Licensed Individuals to Act as Securities Advisors The Securities and Exchange Commission of Pakistan (SECP) has highlighted key amendments in the Securities and Futures Advisors (Licensing & Operations) Regulations 2017 in a bid to broaden the investor base and enhance the capital market outreach. Through these amendments, the SECP has broadened the advisory regulatory regime and made it more inclusive by allowing licensed individuals to act as securities and futures advisors. They will also be permitted to work as the distributors of mutual funds units for multiple Asset Manage...