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Something We Can All Agree On? SEC Unanimously Approves Proposed Short-Seller Disclosure Rules - Corporate/Commercial Law

Published: March 8, 2022

Section 929X of the Dodd-Frank Act requires the SEC to implement a regulatory framework around the public disclosure of short sale information.

Source: mondaq.com

Related Topics:

Gary GenslerHester PeirceJoshua Mitts Of Columbia Law SchoolHouse Financial Services CommitteeFinancial Industry Regulatory AuthorityExchange Act RuleSecurities Enforcement Defense TeamSecurities ExchangeUs Department Of JusticeHolland KnightDodd Frank ActCommissioner Hester PeirceOpinions BlogCurrent DisclosureJoshua MittsColumbia Law SchoolSecurities Exchange ActProposed RuleInstitutional Money ManagersRules Do Not ApplyFall Short SaleHedging ClassificationsProposed FormWill AllowSupplement Existing Short Data

Something We Can All Agree On? SEC Unanimously Approves Proposed Short-Seller Disclosure Rules | Holland & Knight LLP

Published: March 4, 2022

Section 929X of the Dodd-Frank Act requires the SEC to implement a regulatory framework around the public disclosure of short sale information. On Feb. 25, 2022, the SEC unanimously...

Source: jdsupra.com

Related Topics:

Gary GenslerHester PeirceJoshua Mitts Of Columbia Law SchoolHouse Financial Services CommitteeFinancial Industry Regulatory AuthorityExchange Act RuleSecurities Enforcement Defense TeamSecurities ExchangeUs Department Of JusticeHolland KnightDodd Frank ActOpinions BlogCurrent DisclosureProfessors JohnJoshua MittsColumbia Law SchoolSecurities Exchange ActProposed RuleInstitutional Money ManagersRules Do Not ApplyAll Short Sale ActivityHedging ClassificationsProposed FormTrading DataSupplement Existing Short Data